REG - General Elec. - Director/PDMR Shareholding

General Electric CoAnnouncement

12/04/2023 07:00

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RNS Number : 8914V  General Electric Company  11 April 2023

SEC Form 4

 FORM 4                                                                     UNITED STATES SECURITIES AND EXCHANGE COMMISSION                         OMB APPROVAL
                                                                            Washington, D.C. 20549                                                   OMB Number:          3235-0287

                                                                        Estimated average burden
                                                                            STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP                             hours per response:  0.5

                                                                            Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934

or Section 30(h) of the Investment Company Act of 1940
       Check this box if no longer subject to Section 16. Form 4 or Form 5
       obligations may continue. See Instruction 1(b).

Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).

 1. Name and Address of Reporting Person(*)  2. Issuer Name and Ticker or Trading Symbol               5. Relationship of Reporting Person(s) to Issuer

Holston Michael J                          GENERAL ELECTRIC CO [ GE ]
(Check all applicable)

  Director                      10% Owner

                                                                                                     X Officer (give title below)    Other (specify below)

(Last)  (First)  (Middle)                                                                            Senior Vice President

GENERAL ELECTRIC COMPANY
 5NECCO STREET

 (Street)

BOSTON  MA  02210

(City)  (State)  (Zip)
                                             3. Date of Earliest Transaction (Month/Day/Year)
                                             04/09/2023
                                             4. If Amendment, Date of Original Filed (Month/Day/Year)  6. Individual or Joint/Group Filing (Check Applicable Line)

X Form filed by One Reporting Person
                                                                                                         Form filed by More than One Reporting Person

 (Last)  (First)  (Middle)

 GENERAL ELECTRIC COMPANY
 5 NECCO STREET

(Street)

 BOSTON  MA  02210

 (City)  (State)  (Zip)

2. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ]

5. Relationship of Reporting Person(s) to Issuer

(Check all applicable)

    Director                      10% Owner
 X  Officer (give title below)    Other (specify below)
 Senior Vice President

3. Date of Earliest Transaction (Month/Day/Year)
04/09/2023

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

 X  Form filed by One Reporting Person
    Form filed by More than One Reporting Person

 Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially
 Owned
 1. Title of Security (Instr. 3)  2. Transaction Date (Month/Day/Year)  2A. Deemed Execution Date, if any (Month/Day/Year)  3. Transaction Code (Instr. 8)      4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)       5. Amount of Securities Beneficially Owned Following Reported Transaction(s)  6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)  7. Nature of Indirect Beneficial Ownership (Instr. 4)
                                                                                                                                                                                                                                        (Instr. 3 and 4)
                                  Code                                                                                      V                                   Amount                  (A) or (D)              Price
 Common Stock                     04/09/2023                                                                                M                                   2,891                   A                       $0                      56,815                                                                        D
 Common Stock                     04/09/2023                                                                                F                                   1,371                   D                       $93.96                  55,444                                                                        D
 Common Stock                     04/09/2023                                                                                M                                   6,500                   A                       $0                      61,944                                                                        D
 Common Stock                     04/09/2023                                                                                F                                   3,083                   D                       $93.96                  58,861                                                                        D

 Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)
 1. Title of Derivative Security (Instr. 3)  2. Conversion or Exercise Price of Derivative    3. Transaction Date (Month/Day/Year)  3A. Deemed Execution Date, if any                4. Transaction Code (Instr. 8)      5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3,     6. Date Exercisable and Expiration Date (Month/Day/Year)      7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and      8. Price of Derivative Security (Instr. 5)  9. Number of derivative         10. Ownership Form: Direct (D) or Indirect (I)    11. Nature of Indirect Beneficial Ownership
                                             Security                                                                               (Month/Day/Year)                                                                     4 and 5)                                                                                                                                        4)                                                                                                                              Securities Beneficially Owned   (Instr. 4)                                        (Instr. 4)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         Following Reported
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         Transaction(s) (Instr. 4)
                                             Code                                                                                   V                                                                  (A)                                                        (D)                                      Date Exercisable               Expiration Date                Title                                     Amount or Number of Shares
 Restricted Stock Units                      ((1))                                            04/09/2023((2))                                                                        M                                                                            2,891                                    04/09/2023((2))                04/09/2023((2))                Common Stock                              2,891                                     $0                                          0                               D
 Restricted Stock Units                      ((1))                                            04/09/2023((2))                                                                        M                                                                            6,500                                    04/09/2023((2))                04/09/2023((2))                Common Stock                              6,500                                     $0                                          0                               D

 Explanation of Responses:
 1. Each Restricted Stock Unit represents a contingent right to receive one
 share of the issuer's common stock.
 2. Reflects lapse of restrictions in accordance with the retirement
 eligibility provisions of each grant agreement.
 Remarks:

   /s/ Brandon Smith, attorney in fact for Michael J. Holston  04/11/2023
   ** Signature of Reporting Person                            Date
 Reminder: Report on a separate line for each class of securities beneficially
 owned directly or indirectly.
 * If the form is filed by more than one reporting person, see Instruction 4
 (b)(v).
 ** Intentional misstatements or omissions of facts constitute Federal Criminal
 Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 Note: File three copies of this Form, one of which must be manually signed. If
 space is insufficient, see Instruction 6 for procedure.
 Persons who respond to the collection of information contained in this form
 are not required to respond unless the form displays a currently valid OMB
 Number.

 

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